First, I'll recall the definition of an equivalence relation on a set X.
Definition. An equivalence
relation on a set X is a relation
on X such that:
1.
for all
. (The relation is reflexive.)
2. If
, then
. (The relation is symmetric.)
3. If
and
, then
. (The relation is transitive.)
Example. Define a relation on
by
if and only if
is divisible by 3.
For example:
, since
, and 24 is divisible by 3.
, since
, and -9 is divisible by
3.
However,
, since
, and 34 is not divisible by 3.
I'll check that this is an equivalence relation. In this proof, two of the parts might be a little tricky for you, so I'll work through the thought process rather than just giving the proof. (You might see if you can work this out yourself before you read on.)
If x is a real number,
is divisible by 3. Therefore,
for all
, and
is reflexive.
Suppose x and y are real numbers. If
, then
is divisible by 3. Say
, where
. Now
Therefore,
is divisible by 3, so
. Hence,
is
symmetric.
You might be wondering how I knew to start with "
". I reasoned backwards on scratch
paper this way.
To prove symmetry, I had to show that if
, then
.
By the definition of
, that's the same as showing: If
is divisible by 3, then
is divisible by 3.
If
being divisible by 3 is going to force
to be divisible by 3, there's probably be some connection involving
3,
, and
.
As in many proofs, you often reach a point where you need to play around with the stuff you have. You don't know in advance what will work, and there isn't a step-by-step method for finding out. You have to experiment.
So you think: "3?" "
?" "
?" You might try various ways of combining the expressions ...
and maybe you realize that
and
(notice the 3's!), and
then:
Since the "then" part of what I want to prove involves
,
I'll solve the last equation for
:
And there's the equation I started with.
Now suppose x, y, and z are real numbers. Assume
and
. This means that
is divisible by 3, and
is divisible by 3. I'll express these as equations:
I want to show that
is divisible by 3. My proof looks like this
so far, with the assumptions at the top and the conclusion at the
bottom.
How can I get from
and
to
? Make what you've got look like what
you want. What I have involves x, y, and z, but what I want
seems to involve only x and z. It looks like I want to get rid of the
y's. How can I do that? One way is to solve the second equation for
y:
Then plug into the first:
I look at my target equation
. Make
what you've got look like what you want. I need
on the left side, so I'll just do algebra to force it to happen:
The left side is what I want (
), but I need
on the right ... oh, just factor out 3:
I'll plug this derivation into the proof outline above:
This is a complete proof of transitivity, though some people might
prefer more words. Thus,
is an equivalence relation.
Notice that if you were presented with this proof without any of the scratchwork or backward reasoning, it might look a little mysterious: You can see each step is correct, but you might wonder how anyone would think of doing those things in that order. This is an unfortunate consequence of the way math is often presented: After the building is finished, the scaffolding is removed, and you may then wonder how the builders managed to get the materials up to the roof!
The lesson here is that you should not look at
a finished proof and assume that the person who wrote it had a flash
of genius and then wrote the thing down from start to finish. While
that can happen, more often proofs involve messing around and
attempts that don't work and lots of scratch paper!
Example. If
and n is a fixed
positive integer, define
if n divides
--- that is, if
, for some integer k. This relation is
called congruence mod n.
Instead of writing
, it's customary to write
. For example,
, because 3 divides
. Likewise,
, because 17 divides
.
Here are the three equivalence relation axioms written in this notation:
(a) Let
. Then
.
(b) Let
. If
, then
.
(c) Let
. If
and
, then
.
As an example, I'll prove (b). Suppose
. Then n divides
, so
Multiplying this equation by -1, I get
Since
is also an integer, this means that n divides
,
and so
.
Try to work out the proofs of (a) and (d) yourself.
You can see that these look like equations --- and in fact, you can work with them the way you'd work with equations. For example, you can add a number to both sides of an equation, and this works for congruences mod n as well.
To see this, suppose
. Let
. I'll
prove that
.
Since
,
for some integer k. Then
This proves that
.
Equivalence relations give rise to partitions.
Here's an example before I give the definition. Consider the
equivalence relation of congruence mod 3 on
. The integers
break up into three disjoint sets:
All the elements of a given set are congruent mod 3, and no element in one set is congruent mod 3 to an element of another. The sets divide up the integers like three puzzle pieces. The three sets are called the equivalence classes corresponding to the equivalence relation.
In general, if
is an equivalence relation on a set X and
, the equivalence class of x consists of all
the elements of X which are equivalent to x.
Definition. Let X be a set. A partition of X is a collection of subsets
of X such that:
1.
.
2. If
and
, then
.
Thus, the elements of a partition are like the pieces of a jigsaw puzzle:
Example. The four suits (spades, hearts,
diamonds, clubs) partition a deck of playing cards (not counting the
Joker). Every card is in one of these suits, and no card is in more
than one suit.
Example.
do not partition the set of integers: Every integer is in
one of these sets, but the two sets overlap.
Example. The set
of real numbers is
partitioned by the set
of rational numbers and the set
of irrational numbers. Every real number is either
rational or irrational, and no real number is both.
In general, if X is a set and S is a subset of X, then
is a partition of X.
Example. If n is a nonzero integer and
, define
I'll show that these sets are equivalence classes for the congruence
mod n relation. This means that I need to show that
if and only if
.
Suppose
, so
. I want to show
. If
, then
, so
. Hence,
, so
. This means that
, and I've shown that
. The same argument with x and y switched shows that
, so
.
Suppose
. I want to show
. But
, so
.
I've shown that the sets
are equivalence classes under congruence
mod n;
is called the congruence class
of a mod n.
When
, the equivalence classes under congruence mod 2 are
the even integers and the odd integers.
When
, the equivalence classes under congruence mod 5 are
integers which leave a remainder of 0, 1, 2, 3, or 4 upon division by
5. In the picture below, the elements in the grey circles in a given
line are the elements in a congruence class mod 5.
For example, the first line with the elements -5, 0, 5 shows that
elements which leave a remainder of 0 when divided by 5. The whole
equivalence class is the infinite set
.
Here is how equivalence relations are related to partitions.
Theorem. Let X be a set. An equivalence
relation
on X gives rise to a partition of X into equivalence classes. Conversely, a partition of X
gives rise to an equivalence relation on X whose equivalence classes
are exactly the elements of the partition.
Proof. Suppose
is an equivalence
relation on X. If
, let
denote the equivalence class of x.
, so
. Clearly,
.
Now some of the
's may be identical; throw out the
duplicates. This means that I have
's where
, and Y is a subset of X --- and if
and
, then
. Since I've just thrown out duplicates, I
still have
. I will have a partition if I
show that the remaining
's don't intersect.
Suppose
,
, but
. I'll show that
this gives a contradiction. By definition,
and
, so by symmetry and transitivity,
.
Now I'll show
. The standard way to show two sets are
equal is to show each is contained in the other. Suppose
. Then
, but
, so
, and
. This shows
. But the argument clearly works the other way
around, so
. Hence,
.
Since I threw out all the duplicates earlier, this is a
contradiction. Hence, there is no such z:
. This means that the
's for
partition X.
Conversely, suppose
is a partition of X. Define a
relation on X by saying
if and only if
for some
.
If
,
for some i because
.
Now x is in the same
as itself ---
--- so
. It's reflexive.
If
, then
for some i. Obviously,
, so
. It's symmetric.
Finally, if
and
, then
and
for some i and j. Now
, but this can
only happen if
. Then
, so
. It's transitive, and hence it's an equivalence relation.
The equivalence classes of
are exactly the
's,
by construction.
Example. Suppose
. Consider the following partition of X:
The equivalence relation defined by this partition is
In other words, 1, 4, and 5 are equivalence to each other, 2 and 6
are equivalent, and 3 is only equivalent to itself.
Example. Consider the equivalence relation
on
defined by
if and only if
--- that is, if
is an integer.
Let
. Then
. Therefore,
, and
is reflexive.
Suppose
, so
. Since the negative of
an integer is an integer,
. Hence,
, and
is symmetric.
Suppose
and
. Then
and
. But the sum of integers is an integer, so
Therefore,
, and
is transitive. Thus,
is an equivalence
relation.
Here's a typical equivalence class for
:
A little thought shows that all the equivalence classes look like
like one: All real numbers with the same "decimal part".
Each class will contain one element --- 0.3942 in the case of the
class above --- in the interval
. Therefore, the set of
equivalence classes of
looks like
. Moreover, since
, it's as if this interval had its ends "glued
together":
This is an important use of equivalence relations in mathematics ---
to "glue together" or identify parts of a set to
create a new set.
Example. Let S be the set of integers from 1
to 50. Define
if the product of the digits in x is the
same as the product of the digits in y.
To make the proofs of the axioms simpler, let
Thus,
means
.
Since
, it follows that
, and
is
reflexive.
Suppose
, so
. Then
, so
. Hence,
is symmetric.
Suppose
and
. Then
Therefore,
. Hence,
is transitive. Therefore,
is
an equivalence relation.
Here are the equivalence classes:
Thus, the equivalence class consisting of elements of S whose digits
multiply to give 24 consists of 38 (
) and 46
(
). The largest equivalence class consists of elements
whose digits multiply to 0: It has 6 elements. A number of
equivalence classes consist of a single element.
Example. Let
, the x-y plane.
Define
to mean that
In words, this means that
and
are the same
distance from the origin.
Since
, it follows that
.
Hence, the relation is reflexive.
Suppose
, so
Then
Hence,
. Hence, the relation is
symmetric.
Suppose
and
. Then
Hence,
Therefore,
. Hence, the relation is
transitive. This show that
is an equivalence relation.
The resulting partition of
into equivalence classes consists
of circles centered at the origin. The origin is in an equivalence
class by itself.
Notice that the axioms for a partition are satisfied: Every point in
the plane lies in one of the circles, and no point lies in two of the
circles.
Example. Consider the partition of the x-y plane consisting of the sets
for
.
Here's a picture of
: It consists of the points between
and
, together with the line
:
You can see that these sets fill up the plane, and no point lies in more than one of the sets.
This partition induces an equivalence relation
on
the plane: Two points are equivalent if they lie in the same
.
For example, consider
and
.
0.8 and 0.6 both lie between 0 and 1, so
and
lie in
. Therefore,
.
On other other hand, consider
and
.
, so
.
, so
. Therefore,
.
Example. Define a relation
on
by
Which of the axioms for an equivalence relation does
satisfy?
For all
,
Therefore,
for all x, and
is reflexive.
Suppose
. This means that
. By
commutativity of addition,
. Hence,
. Therefore,
is symmetric.
Transitivity does not hold.
However,
, because
Therefore,
and
do not imply
.
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Copyright 2010 by Bruce Ikenaga